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MASIMO CORP — Director's Dealing 2019
Nov 21, 2019
30755_dirs_2019-11-21_c32933e7-33b7-4f1e-a80e-31945fdf410d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2019-11-20
Reporting Person: Sampath Anand (EVP, Ops & Clinical Research)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-20 | Common Stock | M | 15000 | $31.01 | Acquired | 27518 | Direct |
| 2019-11-20 | Common Stock | S | 15000 | $155.0001 | Disposed | 12518 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-20 | Non-Qualified Stock Option (Right to Buy) | $31.01 | M | 15000 | Disposed | 2025-03-20 | Common Stock (15000.0) | Direct |
Footnotes
F1: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of August 14, 2019, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $155.00 per share to a high of $155.0050 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This option was granted on March 20, 2015 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.