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MASIMO CORP — Director's Dealing 2018
Jan 8, 2018
30755_dirs_2018-01-08_7e0967a0-5fc1-489f-9df2-37f704a0329b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2018-01-04
Reporting Person: Lee Yongsam (EVP & CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-04 | Common Stock | M | 6018 | $30.06 | Acquired | 75018 | Direct |
| 2018-01-04 | Common Stock | S | 6018 | $87.7952 | Disposed | 69000 | Direct |
| 2018-01-05 | Common Stock | M | 3982 | $30.06 | Acquired | 72982 | Direct |
| 2018-01-05 | Common Stock | S | 3982 | $88.7239 | Disposed | 69000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-04 | Non-Qualified Stock Option (Right to Buy) | $30.06 | M | 6018 | Disposed | 2021-02-22 | Common Stock (6018.0) | Direct |
| 2018-01-05 | Non-Qualified Stock Option (Right to Buy) | $30.06 | M | 3982 | Disposed | 2021-02-22 | Common Stock (3982.0) | Direct |
Footnotes
F1: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of August 21, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $87.12 per share to a high of $88.16 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $87.83 per share to a high of $89.13 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This option was granted on February 22, 2011 and is exercisable as the option vests. The option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.