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MASIMO CORP — Director's Dealing 2018
Mar 2, 2018
30755_dirs_2018-03-01_a374fbd6-c0b1-49a2-8162-4a38c797cd8b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2018-02-27
Reporting Person: KIANI JOE E (Director, CEO and Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-27 | Common Stock | M | 20000 | — | Acquired | 139241 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-27 | Restricted Stock Units | $ | A | 100000 | Acquired | Common Stock (100000.0) | Direct | |
| 2018-02-27 | Restricted Stock Units | $ | M | 20000 | Disposed | Common Stock (20000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 229290 | Indirect |
| Common Stock | 550000 | Indirect |
| Common Stock | 352919 | Indirect |
| Common Stock | 359000 | Indirect |
| Common Stock | 2250291 | Indirect |
| Common Stock | 10373 | Indirect |
| Common Stock | 9000 | Indirect |
Footnotes
F1: Shares held in four trusts for which Mr. Kiani is the sole Trustee.
F2: Shares held in one trust for which Mr. Kiani is the sole trustee.
F3: Shares held in Masimo Retirement Savings Plan.
F4: Shares held by an immediate family member for which Mr. Kiani exercises voting and investment control.
F5: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of the Issuer upon vesting of the RSU.
F6: On February 27, 2018, the Reporting Person was granted 100,000 restricted stock units, 20% of which were vested upon grant and 20% of which will vest on the first business day of each fiscal year thereafter.