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MASIMO CORP — Director's Dealing 2018
Apr 3, 2018
30755_dirs_2018-04-02_ce9ade43-4fc6-4141-9c4a-c15d52aab75d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2018-03-29
Reporting Person: Coleman Jon (Pres-WW Sales,Pro Svc,Med Affs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-29 | Common Stock | M | 11303 | $24.68 | Acquired | 20504 | Direct |
| 2018-03-29 | Common Stock | S | 11303 | $87.50 | Disposed | 9201 | Direct |
| 2018-03-29 | Common Stock | M | 6000 | $21.97 | Acquired | 15201 | Direct |
| 2018-03-29 | Common Stock | S | 6000 | $87.50 | Disposed | 9201 | Direct |
| 2018-03-29 | Common Stock | M | 12000 | $28.03 | Acquired | 21201 | Direct |
| 2018-03-29 | Common Stock | S | 12000 | $87.50 | Disposed | 9201 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-29 | Non-Qualified Stock Option (Right to Buy) | $24.68 | M | 11303 | Disposed | 2019-08-17 | Common Stock (11303.0) | Direct |
| 2018-03-29 | Non-Qualified Stock Option (Right to Buy) | $21.97 | M | 6000 | Disposed | 2023-05-28 | Common Stock (6000.0) | Direct |
| 2018-03-29 | Non-Qualified Stock Option (Right to Buy) | $28.03 | M | 12000 | Disposed | 2024-02-18 | Common Stock (12000.0) | Direct |
Footnotes
F1: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated March 9, 2018, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
F2: This option was granted on August 17, 2009 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
F3: This option was granted on May 28, 2013 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
F4: This option was granted on February 18, 2014 and is exercisable as the option vests. The option vests over a 5 year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.