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MASIMO CORP — Director's Dealing 2018
May 4, 2018
30755_dirs_2018-05-04_76fa21f6-1653-4f08-97ba-79bb76a96588.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2018-05-03
Reporting Person: Coleman Jon (Pres-WW Sales,Pro Svc,Med Affs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-03 | Common Stock | M | 25000 | $40.20 | Acquired | 34201 | Direct |
| 2018-05-03 | Common Stock | S | 25000 | $95 | Disposed | 9201 | Direct |
| 2018-05-03 | Common Stock | M | 25000 | $30.06 | Acquired | 34201 | Direct |
| 2018-05-03 | Common Stock | S | 25000 | $92.50 | Disposed | 9201 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-03 | Non-Qualified Stock Option (Right to Buy) | $40.2 | M | 25000 | Disposed | 2018-08-11 | Common Stock (25000.0) | Direct |
| 2018-05-03 | Non-Qualified Stock Option (Right to Buy) | $30.06 | M | 25000 | Disposed | 2021-02-22 | Common Stock (25000.0) | Direct |
Footnotes
F1: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated March 9, 2018, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
F2: This option was granted on August 11, 2008 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary date.
F3: This option was granted on February 22, 2011 and is exercisable as the option vests. The option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.