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MASIMO CORP — Director's Dealing 2018
Sep 25, 2018
30755_dirs_2018-09-24_ba90fed5-f154-4923-b9cc-17efefad5804.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2018-09-24
Reporting Person: Van Ramshorst David J (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-24 | Common Stock | M | 1325 | $29.33 | Acquired | 2325 | Direct |
| 2018-09-24 | Common Stock | S | 1325 | $122.56 | Disposed | 1000 | Direct |
| 2018-09-24 | Common Stock | M | 1000 | $85.54 | Acquired | 2000 | Direct |
| 2018-09-24 | Common Stock | S | 1000 | $123.1696 | Disposed | 1000 | Direct |
| 2018-09-24 | Common Stock | M | 350 | $29.33 | Acquired | 1350 | Direct |
| 2018-09-24 | Common Stock | S | 350 | $123.1696 | Disposed | 1000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-24 | Non-Qualified Stock Option (Right to Buy) | $29.33 | M | 1325 | Disposed | 2023-12-30 | Common Stock (1325.0) | Direct |
| 2018-09-24 | Non-Qualified Stock Option (Right to Buy) | $85.54 | M | 1000 | Disposed | 2027-08-14 | Common Stock (1000.0) | Direct |
| 2018-09-24 | Non-Qualified Stock Option (Right to Buy) | $29.33 | M | 350 | Disposed | 2023-12-30 | Common Stock (350.0) | Direct |
Footnotes
F1: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of September 5, 2018, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $122.58 per share to a high of $123.86 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This option was granted on December 30, 2013 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
F4: This option was granted on August 14, 2017 and is exercisable as the option vests. The option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.