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MASIMO CORP — Director's Dealing 2017
Feb 17, 2017
30755_dirs_2017-02-17_817eecd6-3a4b-4d4d-b615-12271628930a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2017-02-15
Reporting Person: Fishel Rick (Pres, WW OEM Business...)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-15 | Common Stock | M | 15000 | $30.06 | Acquired | 35022 | Direct |
| 2017-02-15 | Common Stock | S | 15000 | $79.9039 | Disposed | 20022 | Direct |
| 2017-02-15 | Common Stock | M | 15000 | $30.06 | Acquired | 35022 | Direct |
| 2017-02-15 | Common Stock | S | 15000 | $79.9017 | Disposed | 20022 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-15 | Non-Qualified Stock Option (Right to Buy) | $30.06 | M | 15000 | Disposed | 2021-02-22 | Common Stock (15000.0) | Direct |
| 2017-02-15 | Non-Qualified Stock Option (Right to Buy) | $30.06 | M | 15000 | Disposed | 2021-02-22 | Common Stock (15000.0) | Direct |
Footnotes
F1: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of December 13, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $77.40 per share to a high of $80.50 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $77.40 per share to a high of $80.32 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This option was granted on February 22, 2011 and is exercisable as the option vests. The option vested over a 5 year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.