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MASIMO CORP — Director's Dealing 2017
Feb 17, 2017
30755_dirs_2017-02-17_e199aa8a-6f65-46ca-a7f1-14e4407e86f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2017-02-15
Reporting Person: KIANI JOE E (Director, CEO and Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-15 | Common Stock | S | 204892 | $80.0315 | Disposed | 574398 | Indirect |
| 2017-02-16 | Common Stock | S | 95108 | $80.0704 | Disposed | 479290 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 352919 | Indirect |
| Common Stock | 359000 | Indirect |
| Common Stock | 2550291 | Indirect |
| Common Stock | 10373 | Indirect |
| Common Stock | 9000 | Indirect |
| Common Stock | 119241 | Direct |
Footnotes
F1: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of December 16, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $80.00 per share to a high of $80.55 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Shares held in three Trusts for which Mr. Kiani is the sole Trustee.
F4: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $80.00 per share to a high of $80.23 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: Shares held in one trust for which Mr. Kiani is the sole trustee.
F6: Shares held in Masimo Retirement Savings Plan.
F7: Shares held by an immediate family member for which Mr. Kiani exercises voting and investment control.