AI assistant
MASIMO CORP — Director's Dealing 2017
May 1, 2017
30755_dirs_2017-05-01_52ddd5b7-61b1-45bd-836b-d180098a3518.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2017-04-28
Reporting Person: McClenahan Thomas Samuel (EVP & GENERAL COUNSEL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-28 | Common Stock | M | 2000 | $28.03 | Acquired | 2000 | Direct |
| 2017-04-28 | Common Stock | S | 2000 | $102.75 | Disposed | 0 | Direct |
| 2017-04-28 | Common Stock | M | 6000 | $31.01 | Acquired | 6000 | Direct |
| 2017-04-28 | Common Stock | S | 6000 | $102.75 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-28 | Non-Qualified Stock Option (Right to Buy) | $28.03 | M | 2000 | Disposed | 2024-02-18 | Common Stock (2000.0) | Direct |
| 2017-04-28 | Non-Qualified Stock Option (Right to Buy) | $31.01 | M | 6000 | Disposed | 2025-03-20 | Common Stock (6000.0) | Direct |
Footnotes
F1: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of March 15, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
F2: This option was granted on February 18, 2014 and was exercisable as the option vested. The option vests over a five-year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
F3: This option was granted on March 30, 2015 and was exercisable as the option vested. The option vests over a five-year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.