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MASIMO CORP — Director's Dealing 2017
Jun 30, 2017
30755_dirs_2017-06-29_e6f239ed-cb75-4822-97be-63ef1c0af6ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2017-06-27
Reporting Person: FITCH SANFORD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-27 | Common Stock | M | 7000 | $20.19 | Acquired | 90249 | Direct |
| 2017-06-27 | Common Stock | S | 7000 | $92.5808 | Disposed | 83249 | Direct |
| 2017-06-29 | Common Stock | M | 7000 | $20.19 | Acquired | 90249 | Direct |
| 2017-06-29 | Common Stock | S | 7000 | $91.533 | Disposed | 83249 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-27 | Non-Qualified Stock Option (Right to Buy) | $20.19 | M | 7000 | Disposed | 2021-10-27 | Common Stock (7000.0) | Direct |
| 2017-06-29 | Non-Qualified Stock Option (Right to Buy) | $20.19 | M | 7000 | Disposed | 2021-10-27 | Common Stock (7000.0) | Direct |
Footnotes
F1: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 6, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $92.15 per share to a high of $93.25 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $90.18 per share to a high of $93.87 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This option was granted on October 27, 2011 and is exercisable as it vested. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.