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MASIMO CORP — Director's Dealing 2017
Dec 5, 2017
30755_dirs_2017-12-04_9949ab49-74cc-4d96-a6c5-17060a7ecc89.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2017-11-30
Reporting Person: Lee Yongsam (EVP & CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-30 | Common Stock | M | 1800 | $27.25 | Acquired | 70800 | Direct |
| 2017-11-30 | Common Stock | S | 1800 | $89.2306 | Disposed | 69000 | Direct |
| 2017-12-01 | Common Stock | M | 5900 | $27.25 | Acquired | 74900 | Direct |
| 2017-12-01 | Common Stock | S | 5900 | $88.3101 | Disposed | 69000 | Direct |
| 2017-12-04 | Common Stock | M | 10498 | $27.25 | Acquired | 79498 | Direct |
| 2017-12-04 | Common Stock | S | 10498 | $89.0828 | Disposed | 69000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-30 | Non-Qualified Stock Option (Right to Buy) | $27.25 | M | 1800 | Disposed | 2020-02-11 | Common Stock (1800.0) | Direct |
| 2017-12-01 | Non-Qualified Stock Option (Right to Buy) | $27.25 | M | 5900 | Disposed | 2020-02-11 | Common Stock (5900.0) | Direct |
| 2017-12-04 | Non-Qualified Stock Option (Right to Buy) | $27.25 | M | 10498 | Disposed | 2020-02-11 | Common Stock (10498.0) | Direct |
Footnotes
F1: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of August 21, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $89.00 per share to a high of $89.53 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $88.00 per share to a high of $89.06 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $88.23 per share to a high of $90.07 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This option was granted on February 11, 2010 and is exercisable as the option vests. The option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.