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MASIMO CORP — Director's Dealing 2016
Aug 8, 2016
30755_dirs_2016-08-08_7d549703-aaf8-40ff-8623-8d5067cedf1a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2016-08-04
Reporting Person: Coleman Jon (Pres-WW Sales,Pro Svc,Med Affs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-04 | Common Stock | M | 10000 | $24.68 | Acquired | 10459 | Direct |
| 2016-08-04 | Common Stock | S | 10000 | $56 | Disposed | 459 | Direct |
| 2016-08-04 | Common Stock | M | 6000 | $21.97 | Acquired | 6459 | Direct |
| 2016-08-04 | Common Stock | S | 6000 | $57 | Disposed | 459 | Direct |
| 2016-08-04 | Common Stock | M | 6000 | $28.03 | Acquired | 6459 | Direct |
| 2016-08-04 | Common Stock | S | 6000 | $58 | Disposed | 459 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-04 | Non-Qualified Stock Option (Right to Buy) | $24.68 | M | 10000 | Disposed | 2019-08-17 | Common Stock (10000.0) | Direct |
| 2016-08-04 | Non-Qualified Stock Option (Right to Buy) | $21.97 | M | 6000 | Disposed | 2023-05-28 | Common Stock (6000.0) | Direct |
| 2016-08-04 | Non-Qualified Stock Option (Right to Buy) | $28.03 | M | 6000 | Disposed | 2024-02-18 | Common Stock (6000.0) | Direct |
Footnotes
F1: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 10, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
F2: This option was granted on August 17, 2009 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
F3: This option was granted on May 28, 2013 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
F4: This option was granted on February 18, 2014 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.