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MASIMO CORP — Director's Dealing 2016
Oct 11, 2016
30755_dirs_2016-10-11_0962bb58-20b5-4e54-9015-71d32b7daabd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2016-10-10
Reporting Person: Lee Yongsam (EVP & CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-10 | Common Stock | M | 24000 | $20.19 | Acquired | 93000 | Direct |
| 2016-10-10 | Common Stock | S | 24000 | $60.50 | Disposed | 69000 | Direct |
| 2016-10-10 | Common Stock | M | 6000 | $21.97 | Acquired | 75000 | Direct |
| 2016-10-10 | Common Stock | S | 6000 | $60.50 | Disposed | 69000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-10 | Non-Qualified Stock Option (Right to Buy) | $20.19 | M | 24000 | Disposed | 2021-10-27 | Common Stock (24000.0) | Direct |
| 2016-10-10 | Non-Qualified Stock Option (Right to Buy) | $21.97 | M | 6000 | Disposed | 2023-05-28 | Common Stock (6000.0) | Direct |
Footnotes
F1: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of September 9, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
F2: This option was granted on October 27, 2011 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
F3: This option was granted on May 28, 2013 and is exercisable as the option vests. This option vests over a five-year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.