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MASIMO CORP Director's Dealing 2016

Nov 2, 2016

30755_dirs_2016-11-02_1346d379-624b-44c6-a1b0-14346d0b9d20.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2016-10-31

Reporting Person: Sampath Anand (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-31 Common Stock M 23171 $14.22 Acquired 23171 Direct
2016-10-31 Common Stock S 23171 $55.1158 Disposed 0 Direct
2016-10-31 Common Stock M 28174 $14.22 Acquired 28174 Direct
2016-10-31 Common Stock S 28174 $55 Disposed 0 Direct
2016-11-01 Common Stock M 13655 $14.22 Acquired 13655 Direct
2016-11-01 Common Stock S 13655 $55 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-10-31 Non-Qualified Stock Option (Right to Buy) $14.22 M 51345 Disposed 2017-04-13 Common Stock (51345.0) Direct
2016-11-01 Non-Qualified Stock Option (Right to Buy) $14.22 M 13655 Disposed 2017-04-13 Common Stock (13655.0) Direct

Footnotes

F1: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of September 16, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.

F2: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $55.00 per share to a high of $56.15 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This option was granted on April 13, 2007 and is exercisable as the option vested. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.