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MASIMO CORP — Director's Dealing 2016
Nov 2, 2016
30755_dirs_2016-11-02_1346d379-624b-44c6-a1b0-14346d0b9d20.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2016-10-31
Reporting Person: Sampath Anand (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-31 | Common Stock | M | 23171 | $14.22 | Acquired | 23171 | Direct |
| 2016-10-31 | Common Stock | S | 23171 | $55.1158 | Disposed | 0 | Direct |
| 2016-10-31 | Common Stock | M | 28174 | $14.22 | Acquired | 28174 | Direct |
| 2016-10-31 | Common Stock | S | 28174 | $55 | Disposed | 0 | Direct |
| 2016-11-01 | Common Stock | M | 13655 | $14.22 | Acquired | 13655 | Direct |
| 2016-11-01 | Common Stock | S | 13655 | $55 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-31 | Non-Qualified Stock Option (Right to Buy) | $14.22 | M | 51345 | Disposed | 2017-04-13 | Common Stock (51345.0) | Direct |
| 2016-11-01 | Non-Qualified Stock Option (Right to Buy) | $14.22 | M | 13655 | Disposed | 2017-04-13 | Common Stock (13655.0) | Direct |
Footnotes
F1: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of September 16, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $55.00 per share to a high of $56.15 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This option was granted on April 13, 2007 and is exercisable as the option vested. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.