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MASIMO CORP — Director's Dealing 2016
Dec 8, 2016
30755_dirs_2016-12-07_5f6356cf-faef-4ed0-9bf9-b7e59a2fede8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2016-12-06
Reporting Person: McClenahan Thomas Samuel (EVP & GENERAL COUNSEL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-06 | Common Stock | M | 4000 | $22.40 | Acquired | 4000 | Direct |
| 2016-12-06 | Common Stock | S | 4000 | $63 | Disposed | 0 | Direct |
| 2016-12-06 | Common Stock | M | 3707 | $19.72 | Acquired | 3707 | Direct |
| 2016-12-06 | Common Stock | S | 3707 | — | Disposed | 0 | Direct |
| 2016-12-07 | Common Stock | M | 2293 | $19.72 | Acquired | 2293 | Direct |
| 2016-12-07 | Common Stock | S | 2293 | $63 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-06 | Non-Qualified Stock Option (Right to Buy) | $22.4 | M | 4000 | Disposed | 2022-07-31 | Common Stock (4000.0) | Direct |
| 2016-12-06 | Non-Qualified Stock Option (Right to Buy) | $19.72 | M | 3707 | Disposed | 2023-04-25 | Common Stock (3707.0) | Direct |
| 2016-12-07 | Non-Qualified Stock Option (Right to Buy) | $19.72 | M | 2293 | Disposed | 2023-04-25 | Common Stock (2293.0) | Direct |
Footnotes
F1: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of September 12, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
F2: This option was granted on July 31, 2012 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
F3: This option was granted on April 25, 2013 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.