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MASIMO CORP — Director's Dealing 2016
Nov 21, 2016
30755_dirs_2016-11-21_8f391eda-9a29-407b-9c50-aa8308842c36.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2016-11-17
Reporting Person: KIANI JOE E (Director, CEO and Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-17 | Common Stock | S | 17357 | $62.0194 | Disposed | 1061933 | Indirect |
| 2016-11-18 | Common Stock | S | 3024 | $62 | Disposed | 1058909 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 352919 | Indirect |
| Common Stock | 359000 | Indirect |
| Common Stock | 2550291 | Indirect |
| Common Stock | 10373 | Indirect |
| Common Stock | 9000 | Indirect |
| Common Stock | 119241 | Direct |
Footnotes
F1: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 17, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $62.00 per share to a high of $62.15 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Shares held in three trusts for which Mr. Kiani is not the trustee.
F4: Shares held in one trust for which Mr. Kiani is the sole Trustee.
F5: Shares held in Masimo Retirement Savings Plan.
F6: Shares held by an immediate family member for which Mr. Kiani exercises voting and investment control.