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MASIMO CORP — Director's Dealing 2016
Dec 9, 2016
30755_dirs_2016-12-09_c03be12e-919b-4c76-b4d5-613877e06786.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2016-12-08
Reporting Person: Jansen Paul (EVP, Bus Dev)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-08 | Common Stock | M | 5000 | $35.25 | Acquired | 5000 | Direct |
| 2016-12-08 | Common Stock | S | 5000 | $63.88 | Disposed | 0 | Direct |
| 2016-12-08 | Common Stock | M | 5000 | $25.46 | Acquired | 5000 | Direct |
| 2016-12-08 | Common Stock | S | 5000 | $63.88 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-08 | Non-Qualified Stock Option (Right to Buy) | $35.25 | M | 5000 | Disposed | 2018-01-10 | Common Stock (5000.0) | Direct |
| 2016-12-08 | Non-Qualified Stock Option (Right to Buy) | $25.46 | M | 5000 | Disposed | 2018-04-17 | Common Stock (5000.0) | Direct |
Footnotes
F1: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 16, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
F2: This option was granted on January 10, 2008 and is exercisable as the option vests. This option vests over a five-year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
F3: This option was granted on April 17, 2008 and is exercisable as the option vests. This option vests over a five-year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.