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MASIMO CORP — Director's Dealing 2016
Dec 7, 2016
30755_dirs_2016-12-07_a9d0f9b8-9b20-4a7a-b486-628c743722cd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2016-12-05
Reporting Person: KIANI JOE E (Director, CEO and Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-05 | Common Stock | S | 39295 | $62.035 | Disposed | 792854 | Indirect |
| 2016-12-06 | Common Stock | S | 13564 | $62.0335 | Disposed | 779290 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 352919 | Indirect |
| Common Stock | 359000 | Indirect |
| Common Stock | 2550291 | Indirect |
| Common Stock | 10373 | Indirect |
| Common Stock | 9000 | Indirect |
| Common Stock | 119241 | Direct |
Footnotes
F1: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 17, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $62.00 per share to a high of $62.20 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Shares held in three Trusts for which Mr. Kiani is the sole Trustee.
F4: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $62.00 per share to a high of $62.25 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: Shares held in 3 Trusts for which Mr. Kiani is the sole Trustee.
F6: Shares held in Masimo Retirement Savings Plan.
F7: Shares held by an immediate family member for which Mr. Kiani exercises voting and investment control.