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MASIMO CORP — Director's Dealing 2015
Nov 10, 2015
30755_dirs_2015-11-10_c2881e25-1ff0-4466-9aae-7a0825f6578b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2015-11-06
Reporting Person: Sampath Anand (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-06 | Common Stock | M | 30000 | $10.67 | Acquired | 30000 | Direct |
| 2015-11-06 | Common Stock | S | 30000 | $42 | Disposed | 0 | Direct |
| 2015-11-06 | Common Stock | M | 15000 | $12 | Acquired | 15000 | Direct |
| 2015-11-06 | Common Stock | S | 15000 | $42 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-06 | Non-Qualified Stock Option (Right to Buy) | $10.67 | M | 30000 | Disposed | 2016-03-10 | Common Stock (30000.0) | Direct |
| 2015-11-06 | Non-Qualified Stock Option (Right to Buy) | $12.0 | M | 15000 | Disposed | 2016-11-01 | Common Stock (15000.0) | Direct |
Footnotes
F1: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of August 14, 2015, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
F2: This option was granted on March 10, 2006 and was exercisable as the option vested. The option vested over a 5 year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
F3: This option was granted on November 1, 2006 and was exercisable as the option vested. This option vested over a five-year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.