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MASCO CORP /DE/ — Director's Dealing 2020
Feb 14, 2020
30419_dirs_2020-02-14_f5ff7d30-6965-480b-bc57-9d5300265d46.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASCO CORP /DE/ (MAS)
CIK: 0000062996
Period of Report: 2020-02-13
Reporting Person: McDowell Scott E. (VP, Masco Operating Sys.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-13 | Common Stock | M | 4314.0000 | $35.5200 | Acquired | 23023.0000 | Direct |
| 2020-02-13 | Common Stock | M | 3000.0000 | $30.0000 | Acquired | 26023.0000 | Direct |
| 2020-02-13 | Common Stock | S | 1688.0000 | $46.5741 | Disposed | 24335.0000 | Direct |
| 2020-02-13 | Common Stock | S | 3000.0000 | $46.5074 | Disposed | 21335.0000 | Direct |
| 2020-02-13 | Common Stock | S | 4314.0000 | $46.4673 | Disposed | 17021.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-13 | Employee Stock Option | $35.5200 | M | 4314.0000 | Disposed | 2029-02-07 | Common Stock (4314.0000) | Direct |
| 2020-02-13 | Employee Stock Option | $30.0000 | M | 3000.0000 | Disposed | 2028-10-31 | Common Stock (3000.0000) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.320 to $46.780, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.220 to $46.685, inclusive.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.370 to $46.660, inclusive.
F4: This option is exercisable in five equal annual installments of 4,314 shares commencing February 7, 2020.
F5: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.
F6: This option is exercisable in five equal annual installments of 3,000 shares commencing October 31, 2019.