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MASCO CORP /DE/ — Director's Dealing 2015
Mar 16, 2015
30419_dirs_2015-03-16_a9eeac5f-8382-4a13-952d-e7f6fb49fa45.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASCO CORP /DE/ (MAS)
CIK: 0000062996
Period of Report: 2015-03-13
Reporting Person: Allman Keith J. (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-13 | Common Stock | M | 44200.0000 | $18.5800 | Acquired | 239675.0000 | Direct |
| 2015-03-13 | Common Stock | M | 43500.0000 | $11.6700 | Acquired | 283175.0000 | Direct |
| 2015-03-13 | Common Stock | M | 29000.0000 | $20.3600 | Acquired | 312175.0000 | Direct |
| 2015-03-13 | Common Stock | M | 17680.0000 | $13.8100 | Acquired | 329855.0000 | Direct |
| 2015-03-13 | Common Stock | M | 16000.0000 | $9.4100 | Acquired | 345855.0000 | Direct |
| 2015-03-13 | Common Stock | M | 8840.0000 | $8.0300 | Acquired | 354695.0000 | Direct |
| 2015-03-13 | Common Stock | S | 3308.0000 | $26.4368 | Disposed | 351387.0000 | Direct |
| 2015-03-13 | Common Stock | S | 3545.0000 | $26.4385 | Disposed | 347842.0000 | Direct |
| 2015-03-13 | Common Stock | S | 4532.0000 | $26.4350 | Disposed | 343310.0000 | Direct |
| 2015-03-13 | Common Stock | F | 5532.0000 | $26.4368 | Disposed | 337778.0000 | Direct |
| 2015-03-13 | Common Stock | S | 5538.0000 | $26.4353 | Disposed | 332240.0000 | Direct |
| 2015-03-13 | Common Stock | S | 7028.0000 | $26.3485 | Disposed | 325212.0000 | Direct |
| 2015-03-13 | Common Stock | F | 10462.0000 | $26.4353 | Disposed | 314750.0000 | Direct |
| 2015-03-13 | Common Stock | S | 13050.0000 | $26.4359 | Disposed | 301700.0000 | Direct |
| 2015-03-13 | Common Stock | F | 13148.0000 | $26.4350 | Disposed | 288552.0000 | Direct |
| 2015-03-13 | Common Stock | F | 25455.0000 | $26.4385 | Disposed | 263097.0000 | Direct |
| 2015-03-13 | Common Stock | F | 30450.0000 | $26.4359 | Disposed | 232647.0000 | Direct |
| 2015-03-13 | Common Stock | F | 37172.0000 | $26.3485 | Disposed | 195475.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-13 | Employee Stock Option | $8.0300 | M | 8840.0000 | Disposed | 2019-02-09 | Common Stock (8840.0000) | Direct |
| 2015-03-13 | Employee Stock Option | $13.8100 | M | 17680.0000 | Disposed | 2020-02-12 | Common Stock (17680.0000) | Direct |
| 2015-03-13 | Employee Stock Option | $20.3600 | M | 29000.0000 | Disposed | 2023-02-13 | Common Stock (29000.0000) | Direct |
| 2015-03-13 | Employee Stock Option | $11.6700 | M | 43500.0000 | Disposed | 2022-02-15 | Common Stock (43500.0000) | Direct |
| 2015-03-13 | Employee Stock Option | $18.5800 | M | 44200.0000 | Disposed | 2018-05-12 | Common Stock (44200.0000) | Direct |
| 2015-03-13 | Employee Stock Option | $9.4100 | M | 16000.0000 | Disposed | 2021-12-05 | Common Stock (16000.0000) | Direct |
Footnotes
F1: This option vested in five equal annual installments commencing February 9, 2010, and is therefore currently exercisable.
F2: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.
F3: This option vested in five equal annual installments commencing February 12, 2011, and is therefore currently exercisable.
F4: This option, representing a right to purchase a total of 72,500 shares, is exercisable in five equal annual installments of 14,500 shares commencing February 13, 2014.
F5: This option, representing a right to purchase a total of 72,500 shares, is exercisable in five equal annual installments of 14,500 shares commencing February 15, 2013.
F6: This option vested in five equal annual installments commencing May 12, 2009, and is therefore currently exercisable.
F7: This option, representing a right to purchase a total of 40,000 shares, is exercisable in five equal annual installments of 8,000 shares commencing December 5, 2012.