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MASCO CORP /DE/ — Director's Dealing 2015
Jun 11, 2015
30419_dirs_2015-06-11_097b7c8e-3bdd-4ea7-b29f-f756e44c9db1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASCO CORP /DE/ (MAS)
CIK: 0000062996
Period of Report: 2015-06-10
Reporting Person: Volas Gerald (Gr. Pres. - N.A. Divrs. Bus.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-10 | Common Stock | M | 116000.0000 | $12.8200 | Acquired | 224258.0000 | Direct |
| 2015-06-10 | Common Stock | M | 43500.0000 | $11.6700 | Acquired | 267758.0000 | Direct |
| 2015-06-10 | Common Stock | M | 40000.0000 | $26.6000 | Acquired | 307758.0000 | Direct |
| 2015-06-10 | Common Stock | M | 29000.0000 | $20.3600 | Acquired | 336758.0000 | Direct |
| 2015-06-10 | Common Stock | M | 7250.0000 | $22.4100 | Acquired | 344008.0000 | Direct |
| 2015-06-10 | Common Stock | S | 757.0000 | $27.7709 | Disposed | 343251.0000 | Direct |
| 2015-06-10 | Common Stock | S | 944.0000 | $27.7609 | Disposed | 342307.0000 | Direct |
| 2015-06-10 | Common Stock | S | 4176.0000 | $27.7420 | Disposed | 338131.0000 | Direct |
| 2015-06-10 | Common Stock | F | 6493.0000 | $27.7709 | Disposed | 331638.0000 | Direct |
| 2015-06-10 | Common Stock | S | 13579.0000 | $27.7466 | Disposed | 318059.0000 | Direct |
| 2015-06-10 | Common Stock | F | 24824.0000 | $27.7420 | Disposed | 293235.0000 | Direct |
| 2015-06-10 | Common Stock | F | 29921.0000 | $27.7466 | Disposed | 263314.0000 | Direct |
| 2015-06-10 | Common Stock | S | 33660.0000 | $27.7418 | Disposed | 229654.0000 | Direct |
| 2015-06-10 | Common Stock | F | 39056.0000 | $27.7609 | Disposed | 190598.0000 | Direct |
| 2015-06-10 | Common Stock | F | 82340.0000 | $27.7418 | Disposed | 108258.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-10 | Employee Stock Option | $22.4100 | M | 7250.0000 | Disposed | 2024-02-12 | Common Stock (7250.0000) | Direct |
| 2015-06-10 | Employee Stock Option | $20.3600 | M | 29000.0000 | Disposed | 2023-02-13 | Common Stock (29000.0000) | Direct |
| 2015-06-10 | Employee Stock Option | $11.6700 | M | 43500.0000 | Disposed | 2022-02-15 | Common Stock (43500.0000) | Direct |
| 2015-06-10 | Employee Stock Option | $12.8200 | M | 116000.0000 | Disposed | 2021-02-16 | Common Stock (116000.0000) | Direct |
| 2015-06-10 | Employee Stock Option | $26.6000 | M | 40000.0000 | Disposed | 2016-07-26 | Common Stock (40000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15200.0000 | Indirect |
| Common Stock | 99358.0000 | Indirect |
Footnotes
F1: This option, representing a right to purchase a total of 36,250 shares, is exercisable in five equal annual installments of 7,250 shares commencing February 12, 2015.
F2: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.
F3: This option, representing a right to purchase a total of 72,500 shares, is exercisable in five equal annual installments of 14,500 shares commencing February 13, 2014.
F4: This option, representing a right to purchase a total of 72,500 shares, is exercisable in five equal annual installments of 14,500 shares commencing February 15, 2013.
F5: This option, representing a right to purchase a total of 145,000 shares, is exercisable in five equal annual installments of 29,000 shares commencing February 16, 2012.
F6: This option vested in five equal annual installments commencing July 26, 2007, and is therefore currently exercisable.