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MASCO CORP /DE/ — Director's Dealing 2013
Feb 15, 2013
30419_dirs_2013-02-15_4fdd92da-227d-4832-bc2c-6f5635bf0bbb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASCO CORP /DE/ (MAS)
CIK: 0000062996
Period of Report: 2013-02-13
Reporting Person: Sznewajs John G (VP, Treasurer and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-13 | Common Stock | A | 26550.0000 | $0.0000 | Acquired | 221819.0000 | Direct |
| 2013-02-14 | Common Stock | M | 35000.0000 | $8.0300 | Acquired | 256819.0000 | Direct |
| 2013-02-14 | Common Stock | S | 14412.0000 | $20.1611 | Disposed | 242407.0000 | Direct |
| 2013-02-14 | Common Stock | F | 20588.0000 | $20.1611 | Disposed | 221819.0000 | Direct |
| 2013-02-14 | Common Stock | S | 35000.0000 | $20.1529 | Disposed | 186819.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-13 | Employee Stock Option | $20.3600 | A | 72500.0000 | Acquired | 2023-02-13 | Common Stock (72500.0000) | Direct |
| 2013-02-14 | Employee Stock Option | $8.0300 | M | 35000.0000 | Disposed | 2019-02-09 | Common Stock (35000.0000) | Direct |
Footnotes
F1: N/A
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.14 to $20.175, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
F3: The price reported in Column 4 is a weighted average pice. These shares were sold in multiple transactions at prices ranging from $20.15 to $20.1604, inclusive.
F4: This option is exercisable in five equal annual installments of 14,500 shares commencing February 13, 2014.
F5: Grant of option under Masco Corporation 2005 Long Term Stock Incentive Plan, as amended, in transactions exempt under Rule 16b-3.
F6: This option, representing a right to purchase a total of 145,000 shares, is exercisable in five equal annual installments of 29,000 beginning on February 9, 2010.