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MASCO CORP /DE/ — Director's Dealing 2004
Apr 2, 2004
30419_dirs_2004-04-02_f0da69ed-e88e-432e-9431-e108d709d0f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASCO CORP /DE/ (MAS)
CIK: 0000062996
Period of Report: 2004-03-31
Reporting Person: FOLEY DANIEL R (V.P.-Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-03-31 | Common Stock | M | 50000 | $16.00 | Acquired | 223024 | Direct |
| 2004-03-31 | Common Stock | F | 26061 | $30.6965 | Disposed | 196963 | Direct |
| 2004-03-31 | Common Stock | M | 40000 | $19.50 | Acquired | 236963 | Direct |
| 2004-03-31 | Common Stock | F | 25410 | $30.6965 | Disposed | 211553 | Direct |
| 2004-03-31 | Common Stock | M | 20000 | $19.75 | Acquired | 231553 | Direct |
| 2004-03-31 | Common Stock | F | 12868 | $30.6965 | Disposed | 218685 | Direct |
| 2004-03-31 | Common Stock | M | 9400 | $19.50 | Acquired | 228085 | Direct |
| 2004-03-31 | Common Stock | F | 5971 | $30.6965 | Disposed | 222114 | Direct |
| 2004-03-31 | Common Stock | F | 14947 | $30.6965 | Disposed | 207167 | Direct |
| 2004-03-31 | Common Stock | S | 34143 | $30.6965 | Disposed | 173024 | Direct |
| 2004-03-31 | Common Stock | S | 81081 | $30.4711 | Disposed | 91943 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-05-22 | Employee Stock Option | $16.00 | M | 50000 | Disposed | 2006-05-22 | Common Stock (50000) | Direct |
| 2004-03-31 | Employee Restoration Stock Option | $30.6965 | A | 26061 | Acquired | 2006-05-22 | Common Stock (26061) | Direct |
| 1997-05-21 | Employee Stock Option | $19.50 | M | 40000 | Disposed | 2007-05-21 | Common Stock (40000) | Direct |
| 2004-03-31 | Employee Restoration Stock Option | $30.6965 | A | 25410 | Acquired | 2007-05-21 | Common Stock (25410) | Direct |
| 2000-02-16 | Employee Stock Option | $19.75 | M | 20000 | Disposed | 2010-02-16 | Common Stock (20000) | Direct |
| 2004-03-31 | Employee Restoration Stock Option | $30.6965 | A | 12868 | Acquired | 2010-02-16 | Common Stock (12868) | Direct |
| 2002-12-10 | Employee Stock Option | $19.50 | M | 9400 | Disposed | 2012-12-10 | Common Stock (9400) | Direct |
| 2004-03-31 | Employee Restoration Stock Option | $30.6965 | A | 5971 | Acquired | 2012-12-10 | Common Stock (5971) | Direct |
Footnotes
F1: Shares used to satisfy tax withholding obligation.
F2: This option was exercisable in cumulative annual installments of 10,000 shares on May 22, 1999 through 2003, with the balance exercisable on May 22, 2004.
F3: This option was exercisable in cumulative annual installments of 10,000 shares on May 21, 1999 through 2004, with the balance exercisable on May 21, 2005.
F4: This option was exercisable in cumulative annual installments of 16,000 shares on February 16, 2001 through February 16, 2005.
F5: This option was exercisable in cumulative annual installments of 9,400 shares on December 10, 2003 through December 10, 2007.
F6: Grant of option under Masco Corporation 1991 Long Term Stock Incentive Plan, in transactions exempt under Rule 16 b-3.