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MASCO CORP /DE/ — Director's Dealing 2004
Nov 18, 2004
30419_dirs_2004-11-18_f5140557-8445-4cd2-9ed5-2b49be62e815.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASCO CORP /DE/ (MAS)
CIK: 0000062996
Period of Report: 2004-11-16
Reporting Person: BARRY ALAN H (President & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-11-16 | Common Stock | M | 42000 | $19.50 | Acquired | 317885 | Direct |
| 2004-11-16 | Common Stock | M | 36000 | $19.75 | Acquired | 353885 | Direct |
| 2004-11-16 | Common Stock | M | 11400 | $19.50 | Acquired | 365285 | Direct |
| 2004-11-16 | Common Stock | M | 60000 | $23.00 | Acquired | 425285 | Direct |
| 2004-11-16 | Common Stock | F | 11795 | $36.3638 | Disposed | 413490 | Direct |
| 2004-11-16 | Common Stock | F | 19200 | $36.3638 | Disposed | 394290 | Direct |
| 2004-11-16 | Common Stock | S | 8000 | $36.22 | Disposed | 386290 | Direct |
| 2004-11-16 | Common Stock | S | 4200 | $36.30 | Disposed | 382090 | Direct |
| 2004-11-16 | Common Stock | S | 4300 | $36.31 | Disposed | 377790 | Direct |
| 2004-11-16 | Common Stock | S | 11500 | $36.32 | Disposed | 366290 | Direct |
| 2004-11-16 | Common Stock | S | 30000 | $36.35 | Disposed | 336290 | Direct |
| 2004-11-16 | Common Stock | S | 18700 | $36.36 | Disposed | 317590 | Direct |
| 2004-11-16 | Common Stock | S | 400 | $36.37 | Disposed | 317190 | Direct |
| 2004-11-16 | Common Stock | S | 19400 | $36.40 | Disposed | 297790 | Direct |
| 2004-11-16 | Common Stock | S | 10100 | $36.41 | Disposed | 287690 | Direct |
| 2004-11-16 | Common Stock | S | 500 | $36.43 | Disposed | 287190 | Direct |
| 2004-11-16 | Common Stock | S | 900 | $36.44 | Disposed | 286290 | Direct |
| 2004-11-16 | Common Stock | S | 9900 | $36.50 | Disposed | 276390 | Direct |
| 2004-11-16 | Common Stock | S | 100 | $36.51 | Disposed | 276290 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 1997-05-21 | Employee Stock Option | $19.50 | M | 42000 | Disposed | 2007-05-21 | Common Stock (42000) | Direct |
| 2000-02-16 | Employee Stock Option | $19.75 | M | 36000 | Disposed | 2010-02-16 | Common Stock (36000) | Direct |
| 2002-12-10 | Employee Stock Option | $19.50 | M | 11400 | Disposed | 2012-12-10 | Common Stock (11400) | Direct |
| 2003-05-13 | Common Stock | $23.00 | M | 60000 | Disposed | 2013-05-13 | Common Stock (60000) | Direct |
| 2004-11-16 | Employee Restoration Stock Option | $36.3638 | A | 11795 | Acquired | 2013-05-13 | Common Stock (11795) | Direct |
Footnotes
F1: Shares used to satisfy tax withholding obligation.
F2: This option was exercisable in cumulative annual installments of 14,000 shares on May 21, 1999 through 2004, with the balance exercisable on May 21, 2005.
F3: This option was exercisable in cumulative annual installments of 18,000 shares on February 16, 2001 through February 16, 2005.
F4: This option was exercisable in cumulative annual installments of 11,400 shares on December 10, 2003 through December 10, 2007.
F5: This option was exercisable in cumulative annual installments of 60,000 shares on May 13, 2004 through May 13, 2008.
F6: Grant of option under Masco Corporation 1991 Long Term Stock Incentive Plan, in transactions exempt under Rule 16 b-3.