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Marvell Technology, Inc. — Director's Dealing 2021
Jul 19, 2021
29937_dirs_2021-07-19_30603ac3-d45b-496e-a158-6eb3a9305e0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marvell Technology, Inc. (MRVL)
CIK: 0001835632
Period of Report: 2021-07-15
Reporting Person: GAYNOR MITCHELL (EVP, CALO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-15 | Common Stock | M | 1614 | $0.00 | Acquired | 63377 | Direct |
| 2021-07-15 | Common Stock | F | 801 | $55.70 | Disposed | 62576 | Direct |
| 2021-07-15 | Common Stock | M | 2636 | $0.00 | Acquired | 65212 | Direct |
| 2021-07-15 | Common Stock | F | 1307 | $55.70 | Disposed | 63905 | Direct |
| 2021-07-15 | Common Stock | M | 2816 | $0.00 | Acquired | 66721 | Direct |
| 2021-07-15 | Common Stock | F | 1397 | $55.70 | Disposed | 65324 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-15 | Restricted Stock Units | $ | M | 1614 | Disposed | Common Stock (1614) | Direct | |
| 2021-07-15 | Restricted Stock Units | $ | M | 2636 | Disposed | Common Stock (2636) | Direct | |
| 2021-07-15 | Restricted Stock Units | $ | M | 2816 | Disposed | Common Stock (2816) | Direct |
Footnotes
F1: Includes 572 shares acquired under the Marvell 2000 Employee Stock Purchase Plan on June 7, 2021.
F2: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").
F3: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.
F4: The remaining RSUs vest on 10/15/2021, 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024.
F5: The remaining RSUs vest on 10/15/2021, 01/15/2022 and 04/15/2022.
F6: The remaining RSUs vest on 10/15/2021, 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023.