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Marvell Technology, Inc. — Director's Dealing 2021
Jul 20, 2021
29937_dirs_2021-07-20_b03824e2-d283-4727-bfcd-bd82357f3498.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marvell Technology, Inc. (MRVL)
CIK: 0001835632
Period of Report: 2021-07-16
Reporting Person: Frank Edward H. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-16 | Common Stock | M | 6651 | $0.00 | Acquired | 16429 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-16 | Restricted Stock Units | $ | M | 6651 | Disposed | Common Stock (6651) | Direct | |
| 2021-07-16 | Restricted Stock Units | $ | A | 4354 | Acquired | Common Stock (4354) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14747 | Indirect |
| Common Stock | 14747 | Indirect |
Footnotes
F1: Held in the Naomi Mantor Frank 2015 Heritage Trust. This is a trust of which the Reporting Person is the trustee, for the benefit of a member of his immediate family.
F2: Held in the Whitton Anne Frank 2015 Heritage Trust. This is a trust of which the Reporting Person is the trustee, for the benefit of a member of his immediate family.
F3: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. ("Marvell") common share upon vesting.
F4: These RSUs vested as to 100% of the shares on July 16, 2021.
F5: Vests 100% of shares on the earlier of the next annual shareholder meeting of Marvell or the one year anniversary of the restricted stock unit grant.