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Marvell Technology, Inc. — Director's Dealing 2021
Oct 19, 2021
29937_dirs_2021-10-19_710a0189-a4ea-46cd-8922-49321aeb6ec5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marvell Technology, Inc. (MRVL)
CIK: 0001835632
Period of Report: 2021-10-15
Reporting Person: Koopmans Chris (EVP, Chief Operations Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-15 | Common Stock | M | 1384 | $0.00 | Acquired | 45237 | Indirect |
| 2021-10-15 | Common Stock | F | 687 | $65.65 | Disposed | 44550 | Indirect |
| 2021-10-15 | Common Stock | M | 2284 | $0.00 | Acquired | 46834 | Indirect |
| 2021-10-15 | Common Stock | F | 1133 | $65.65 | Disposed | 45701 | Indirect |
| 2021-10-15 | Common Stock | M | 2320 | $0.00 | Acquired | 48021 | Indirect |
| 2021-10-15 | Common Stock | F | 1151 | $65.65 | Disposed | 46870 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-15 | Restricted Stock Units | $ | M | 1384 | Disposed | Common Stock (1384) | Direct | |
| 2021-10-15 | Restricted Stock Units | $ | M | 2284 | Disposed | Common Stock (2284) | Direct | |
| 2021-10-15 | Restricted Stock Units | $ | M | 2320 | Disposed | Common Stock (2320) | Direct |
Footnotes
F1: Shares held by the Christopher R. Koopmans and Heather J. Koopmans Family Trust.
F2: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").
F3: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.
F4: The remaining RSUs vest on 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024.
F5: The remaining RSUs vest on 01/15/2022 and 04/15/2022.
F6: The remaining RSUs vest on 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023.