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Marvell Technology, Inc. — Director's Dealing 2021
Dec 29, 2021
29937_dirs_2021-12-28_f01c5b49-49ee-4776-8edd-fc40c333d19b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marvell Technology, Inc. (MRVL)
CIK: 0001835632
Period of Report: 2021-12-24
Reporting Person: Nguyen Loi (EVP, Optical & CC Grp)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-22 | Common Stock | G | 10000 | $0.00 | Disposed | 207363 | Direct |
| 2021-12-24 | Common Stock | M | 292 | $0.00 | Acquired | 207979 | Direct |
| 2021-12-24 | Common Stock | F | 145 | $87.68 | Disposed | 207834 | Direct |
| 2021-12-24 | Common Stock | M | 691 | $0.00 | Acquired | 208525 | Direct |
| 2021-12-24 | Common Stock | F | 343 | $87.68 | Disposed | 208182 | Direct |
| 2021-12-28 | Common Stock | S | 495 | $90.81 | Disposed | 207687 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-24 | Restricted Stock Units | $ | M | 292 | Disposed | Common Stock (292) | Direct | |
| 2021-12-24 | Restricted Stock Units | $ | M | 691 | Disposed | Common Stock (691) | Direct |
Footnotes
F1: This is a bona fide gift of 10,000 shares. No value was received for the gifted shares. Transaction voluntarily reported earlier than required.
F2: Number includes 324 shares acquired under the Marvell 2000 Employee Stock Purchase Plan on December 7, 2021.
F3: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").
F4: The sales reported in this Form 4 were effected pursuant to a Rule 1 0b5-1 trading plan adopted by the reported person.
F5: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.
F6: This award fully vested on December 24, 2021.