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Marqeta, Inc. — Director's Dealing 2024
Dec 3, 2024
31531_dirs_2024-12-03_87276bce-e84b-4c88-a0fd-db78bb36fadc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marqeta, Inc. (MQ)
CIK: 0001522540
Period of Report: 2024-12-01
Reporting Person: Pollak Todd (Chief Revenue Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-01 | Class A Common Stock | M | 50367 | — | Acquired | 347425 | Direct |
| 2024-12-01 | Class A Common Stock | F | 27312 | $3.90 | Disposed | 320113 | Direct |
| 2024-12-01 | Class A Common Stock | M | 15837 | — | Acquired | 335950 | Direct |
| 2024-12-01 | Class A Common Stock | F | 8588 | $3.90 | Disposed | 327362 | Direct |
| 2024-12-01 | Class A Common Stock | M | 32251 | — | Acquired | 359613 | Direct |
| 2024-12-01 | Class A Common Stock | F | 17489 | $3.90 | Disposed | 342124 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-01 | Restricted Stock Units | $ | M | 50367 | Disposed | Class A Common Stock (50367) | Direct | |
| 2024-12-01 | Restricted Stock Units | $ | M | 15837 | Disposed | Class A Common Stock (15837) | Direct | |
| 2024-12-01 | Restricted Stock Units | $ | M | 32251 | Disposed | Class A Common Stock (32251) | Direct |
Footnotes
F1: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.
F2: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act.
F3: Each restricted stock unit is convertible into one share of Class A Common Stock.
F4: One-fourth (1/4th) of the restricted stock units vested on December 1, 2023, and one-sixteenth (1/16th) of the restricted stock units vest on each March 1, June 1, September 1, and December 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date.
F5: One-third (1/3rd) of the restricted stock units vested on March 1, 2024, and one-twelfth (1/12th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date.
F6: One-twelfth (1/12th) of the restricted stock units vested on June 1, 2024, and one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date.