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Marqeta, Inc. — Director's Dealing 2021
Jun 10, 2021
31531_dirs_2021-06-09_917a1dc9-d0d6-487f-9858-1b8d03da3721.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marqeta, Inc. (MQ)
CIK: 0001522540
Period of Report: 2021-06-08
Reporting Person: Caine Renata (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-08 | Common Stock | A | 15625 | — | Acquired | 491666 | Direct |
| 2021-06-08 | Common Stock | F | 5405 | $27.00 | Disposed | 486261 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-08 | Restricted Stock Units | $ | M | 15625 | Disposed | 2026-03-16 | Common Stock (15625) | Direct |
Footnotes
F1: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock shall be reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock.
F2: Each restricted stock unit is convertible into one share of Common Stock.
F3: Represents shares that were withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale by the Reporting Person.
F4: The units vest in sixteen quarterly installments after January 1, 2020, subject to the Reporting Person's continued service with the Issuer.