Marqeta, Inc. — Director's Dealing 2021

Jun 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Marqeta, Inc. (MQ)
CIK: 0001522540
Period of Report: 2021-06-11

Reporting Person: McKay Christopher (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-11	Common Stock	C	53827878	—	Acquired	53827878	Indirect
2021-06-11	Common Stock	C	433818	—	Acquired	433818	Indirect
2021-06-11	Common Stock	J	53827878	—	Disposed	0	Indirect
2021-06-11	Common Stock	J	433818	—	Disposed	0	Indirect
2021-06-11	Common Stock	J	120538	—	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-11	Series A Preferred Stock	$	C	43452705	Disposed		Common Stock (43452705)	Indirect
2021-06-11	Series B Preferred Stock	$	C	6732210	Disposed		Common Stock (6732210)	Indirect
2021-06-11	Series C Preferred Stock	$	C	2813316	Disposed		Common Stock (2813316)	Indirect
2021-06-11	Series D Preferred Stock	$	C	829647	Disposed		Common Stock (829647)	Indirect
2021-06-11	Series A Preferred Stock	$	C	355695	Disposed		Common Stock (355695)	Indirect
2021-06-11	Series B Preferred Stock	$	C	55095	Disposed		Common Stock (55095)	Indirect
2021-06-11	Series C Preferred Stock	$	C	23028	Disposed		Common Stock (23028)	Indirect
2021-06-11	Class B Common Stock	$	J	120538	Acquired		Class A Common Stock (120538)	Indirect
2021-06-11	Class B Common Stock	$	J	53827878	Acquired		Class A Common Stock (53827878)	Indirect
2021-06-11	Class B Common Stock	$	J	433818	Acquired		Class A Common Stock (433818)	Indirect

Footnotes

F1: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date.

F2: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3.

F3: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. The Reporting Person is one of several managing directors of Granite Management II, LLC and as such may be deemed to have voting and investment power with respect to such shares. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and dispositive power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares.

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F5: The shares are held of record by Christopher McKay and Sarah McKay as trustees of the McKay Family Trust, dated August 12, 2020.