Marqeta, Inc. — Director's Dealing 2021

Jun 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Marqeta, Inc. (MQ)
CIK: 0001522540
Period of Report: 2021-06-11

Reporting Person: Caine Renata (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-11	Common Stock	J	485103	—	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-11	Class B Common Stock	$	J	485103	Acquired		Class A Common Stock (485103)	Direct
2021-06-11	Restricted Stock Units	$	J	34375	Disposed	2026-03-16	Common Stock (34375)	Direct
2021-06-11	Restricted Stock Units	$	J	34375	Acquired	2026-03-16	Class B Common Stock (34375)	Direct
2021-06-11	Stock Option (Right to Buy)	$10.48	J	223959	Disposed	2031-01-21	Common Stock (223959)	Direct
2021-06-11	Stock Option (Right to Buy)	$10.48	J	223959	Acquired	2031-01-21	Class B Common Stock (223959)	Direct
2021-06-11	Stock Option (Right to Buy)	$10.48	J	158081	Disposed	2031-02-10	Common Stock (158081)	Direct
2021-06-11	Stock Option (Right to Buy)	$10.48	J	158081	Acquired	2031-02-10	Class B Common Stock (158081)	Direct

Footnotes

F1: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3.

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F3: These shares represent restricted stock units. Each restricted stock unit is convertible into one share of Class B Common Stock. The restricted stock units vest in 16 quarterly installments after January 1, 2020, subject to the Reporting Person's continued service to the Issuer.

F4: The stock option vests in 48 monthly installments after January 1, 2021, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person.

F5: The stock option shall vest with respect to 50% of the shares on January 1, 2023, and shall vest in 24 additional monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person.