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Marqeta, Inc. — Director's Dealing 2021
Jun 16, 2021
31531_dirs_2021-06-15_48363119-414e-4f0e-b897-05a7bac606ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marqeta, Inc. (MQ)
CIK: 0001522540
Period of Report: 2021-06-11
Reporting Person: Peters Vidya (Chief Marketing Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-11 | Stock Option (Right to Buy) | $1.94 | J | 2353703 | Disposed | 2029-10-02 | Common Stock (2353703) | Direct |
| 2021-06-11 | Stock Option (Right to Buy) | $1.94 | J | 2353703 | Acquired | 2029-10-02 | Class B Common Stock (2353703) | Direct |
| 2021-06-11 | Stock Option (Right to Buy) | $10.48 | J | 144875 | Disposed | 2031-02-10 | Common Stock (144875) | Direct |
| 2021-06-11 | Stock Option (Right to Buy) | $10.48 | J | 144875 | Acquired | 2031-02-10 | Class B Common Stock (144875) | Direct |
| 2021-06-11 | Stock Option (Right to Buy) | $10.48 | J | 150000 | Disposed | 2031-02-10 | Common Stock (150000) | Direct |
| 2021-06-11 | Stock Option (Right to Buy) | $10.48 | J | 150000 | Acquired | 2031-02-10 | Class B Common Stock (150000) | Direct |
Footnotes
F1: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3.
F2: The stock option vested with respect to 25% of the shares on September 3, 2020 and vests in 36 additional monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
F4: The stock option shall vest with respect to 50% of the shares on January 1, 2023, and shall vest in 24 additional monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person.
F5: The stock option vests in 48 monthly installments after January 1, 2021, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person.