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Marqeta, Inc. — Director's Dealing 2021
Oct 4, 2021
31531_dirs_2021-10-04_db7fa073-60a2-4811-8384-9b561e7ebf58.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marqeta, Inc. (MQ)
CIK: 0001522540
Period of Report: 2021-10-01
Reporting Person: Caine Renata (See Remarks)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-01 | Restricted Stock Units | $ | M | 3125 | Disposed | 2026-03-16 | Class B Common Stock (3125.0) | Direct |
| 2021-10-01 | Class B Common Stock | $ | M | 3125 | Acquired | Class A Common Stock (3125.0) | Direct | |
| 2021-10-01 | Class B Common Stock | $ | F | 1081 | Disposed | Class A Common Stock (1081.0) | Direct |
Footnotes
F1: Each restricted stock unit is convertible into one share of Class B Common Stock.
F2: The units vest in sixteen quarterly installments after January 1, 2020, subject to the Reporting Person's continued service with the Issuer.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
F4: Includes 1,158 shares of Class B Common Stock that were properly reported on the Reporting Person's Form 4 filed June 8, 2021 but were not included on the Reporting Person's Form 4s filed June 11, 2021 and July 1, 2021 as the result of a scrivener's error.
F5: Represents shares that were withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale by the Reporting Person.