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Marker Therapeutics, Inc. — Director's Dealing 2015
Nov 13, 2015
35150_dirs_2015-11-13_b85bcef0-c945-435a-87ea-0a3ca9b39fb3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TAPIMMUNE INC (TPIV)
CIK: 0001094038
Period of Report: 2011-02-16
Reporting Person: WILSON GLYNN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-26 | Common Stock | J | 513319 | $0.80 | Acquired | 525457 | Direct |
| 2014-12-02 | Common Stock | A | 120000 | $1.00 | Acquired | 645457 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-16 | Employee Stock Option (Right to Buy | $17.00 | A | 1600 | Acquired | 2021-02-16 | Common Stock (1600) | Direct |
Footnotes
F1: Represents common shares issued by the Company in exchange for cancellation of amounts owed to Dr. Wilson of $410,655 in connection with the Company's restructuring in early 2014 in which Series A preferred was issued for the debt and subsequently converted into the common stock.
F2: Represents shares issued by the Company to Dr. Wilson in satisfaction of compensation owed to Dr. Wilson in the amount of $120,000.
F3: These options were originally issued prior to the Company's most recent February 2014 1 for 100 reverse split and amounts reflected are on a post-split basis. The shares have vested.
F4: Represent current derivative securities owned including the instant award reported hereby.