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Marker Therapeutics, Inc. Director's Dealing 2015

Nov 13, 2015

35150_dirs_2015-11-13_dad933c1-e99d-4936-8bdc-28d180184ff2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TAPIMMUNE INC (TPIV)
CIK: 0001094038
Period of Report: 2011-02-16

Reporting Person: Reddish Mark (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-26 Common Stock J 225000 $0.80 Acquired 226667 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-02-16 Employee Stock Option (Right to Buy) $17.00 A 2000 Acquired 2021-02-16 Common Stock (2000) Direct
2012-04-30 Employee Stock Option (Right to Buy) $17.00 A 2500 Acquired 2022-04-30 Common Stock (2500) Direct

Footnotes

F1: Represents common shares issued by the Company in exchange for cancellation of amounts owed to Mr. Reddish of $180,000 in connection with the Company's restructuring in early 2014 in which Series A preferred was issued for the debt and expense reimbursement and subsequently converted into the common stock.

F2: These options were originally issued prior to the Company's most recent February 2014 1 for 100 reverse stock split and amounts reflected are on a post-split basis. The shares have vested.