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Marker Therapeutics, Inc. — Director's Dealing 2009
Mar 20, 2009
35150_dirs_2009-03-20_dfcee1dc-8d9c-437e-9cb9-0e58334a8865.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TAPIMMUNE INC (TPIM)
CIK: 0001094038
Period of Report: 2009-03-11
Reporting Person: LINDSAY ALAN P (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-03-11 | Purchase Warrants | $0.01 | J | 162000 | Acquired | 2009-10-15 | Common Stock (162000) | Indirect |
Footnotes
F1: Effective March 11, 2009, the Issuer ratified the issuance of these 162,000 share purchase warrants as partial consideration for a loan made to the Issuer pursuant to and in accordance with the terms of a promissory note.
F2: As previously reported on a Form 3 filed by the Reporting Person on July 3, 2007, the Reporting Person also holds options to purchase up to an aggregate of 880,000 shares of the Issuer's common stock at an exercise price of $0.25 per share, exercisable until June 8, 2017.
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