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Marker Therapeutics, Inc. — Director's Dealing 2004
Feb 17, 2004
35150_dirs_2004-02-17_a25cfea3-71a4-4cd0-baac-a0e83c8ea4c9.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: GENEMAX CORP (GMXX)
CIK: 0001094038
Period of Report: 2003-12-31
Reporting Person: GENEMAX CORP (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-12-31 | Common Stock $0.001 | A | 0 | — | Acquired | 0 | Direct |
| 2003-12-31 | Common Stock $0.001 | D | 0 | — | Disposed | 788333 | Direct |
| 2003-12-31 | Common Stock $0.001 | I | 0 | — | Disposed | 500000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-12-31 | Warrant | $0.75 | A | 0 | Acquired | 2006-05-01 | Common Stock (0) | Direct |
| 2003-12-31 | Warrant | $1.00 | A | 0 | Acquired | 2005-12-01 | Common Stock (0) | Direct |
| 2003-07-15 | Stock Options | $1.00 | J | 150000 | Disposed | Common Stock (150000) | Direct | |
| 2003-12-16 | Stock Options | $0.50 | A | 125000 | Acquired | 2011-12-16 | Common Stock (125000) | Direct |
Footnotes
F1: Held of record by Mr. Davidson's two minor children, respectively, over which Mr. Davidson has sole voting and disposition rights.
F2: Pursuant to Mr. Davidson's resignation as the Chief Financial Officer and a director effective April 16, 2003, the 150,000 stock options previously granted to Mr. Davidson were forfeited on July 15, 2003 in accordance with the terms and provisions of the Stock Option Plan.
F3: Granted in accordance with the terms and provisions of the Stock Option Plan dated December 16, 2003, in consideration of services and duties performed.