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Marcus & Millichap, Inc. — Director's Dealing 2025
Mar 13, 2025
32113_dirs_2025-03-12_527be514-fbd1-430f-9a7c-58d203128bbe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2025-03-10
Reporting Person: Schwarz Kurt Henry (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-03-10 | Common Stock | M | 147 | — | Acquired | 707 | Direct |
| 2025-03-10 | Common Stock | F | 61 | $35.47 | Disposed | 646 | Direct |
| 2025-03-10 | Common Stock | M | 89 | — | Acquired | 735 | Direct |
| 2025-03-10 | Common Stock | F | 37 | $35.47 | Disposed | 698 | Direct |
| 2025-03-10 | Common Stock | M | 190 | — | Acquired | 888 | Direct |
| 2025-03-10 | Common Stock | F | 78 | $35.47 | Disposed | 810 | Direct |
| 2025-03-10 | Common Stock | M | 117 | — | Acquired | 927 | Direct |
| 2025-03-10 | Common Stock | F | 48 | $35.47 | Disposed | 879 | Direct |
| 2025-03-10 | Common Stock | M | 111 | — | Acquired | 990 | Direct |
| 2025-03-10 | Common Stock | F | 46 | $35.47 | Disposed | 1341 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-03-10 | Restricted Stock Units | $ | M | 147 | Disposed | 2030-02-11 | Common Stock (147) | Direct |
| 2025-03-10 | Restricted Stock Units | $ | M | 89 | Disposed | 2031-02-11 | Common Stock (89) | Direct |
| 2025-03-10 | Restricted Stock Units | $ | M | 190 | Disposed | 2032-02-10 | Common Stock (190) | Direct |
| 2025-03-10 | Restricted Stock Units | $ | M | 117 | Disposed | 2033-02-09 | Common Stock (117) | Direct |
| 2025-03-10 | Restricted Stock Units | $ | M | 111 | Disposed | 2034-02-08 | Common Stock (111) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7676 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2025.
F3: Includes 397 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.
F4: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.
F5: The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F6: The restricted stock units vest in five equal annual installments beginning March 10, 2022.
F7: The restricted stock units vest in five equal annual installments beginning March 10, 2023.
F8: The restricted stock units vest in five equal annual installments beginning March 10, 2024.
F9: The restricted stock units vest in five equal annual installments beginning March 10, 2025.