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Marcus & Millichap, Inc. — Director's Dealing 2024
Mar 13, 2024
32113_dirs_2024-03-12_c8263e3d-dac7-443c-97a1-4fa739b095fc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2024-03-10
Reporting Person: LaBerge Gregory A. (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-10 | Common Stock | M | 392 | — | Acquired | 392 | Direct |
| 2024-03-10 | Common Stock | F | 140 | $34.06 | Disposed | 252 | Direct |
| 2024-03-10 | Common Stock | M | 610 | — | Acquired | 862 | Direct |
| 2024-03-10 | Common Stock | F | 218 | $34.06 | Disposed | 644 | Direct |
| 2024-03-10 | Common Stock | M | 1012 | — | Acquired | 1656 | Direct |
| 2024-03-10 | Common Stock | F | 363 | $34.06 | Disposed | 1293 | Direct |
| 2024-03-10 | Common Stock | M | 5352 | — | Acquired | 6645 | Direct |
| 2024-03-10 | Common Stock | F | 1912 | $34.06 | Disposed | 4733 | Direct |
| 2024-03-10 | Common Stock | M | 1318 | — | Acquired | 6051 | Direct |
| 2024-03-10 | Common Stock | F | 472 | $34.06 | Disposed | 5579 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-10 | Restricted Stock Units | $ | M | 392 | Disposed | 2029-02-13 | Common Stock (392) | Direct |
| 2024-03-10 | Restricted Stock Units | $ | M | 610 | Disposed | 2030-02-11 | Common Stock (610) | Direct |
| 2024-03-10 | Restricted Stock Units | $ | M | 1012 | Disposed | 2031-02-11 | Common Stock (1012) | Direct |
| 2024-03-10 | Restricted Stock Units | $ | M | 5352 | Disposed | 2032-02-10 | Common Stock (5352) | Direct |
| 2024-03-10 | Restricted Stock Units | $ | M | 1318 | Disposed | 2033-02-09 | Common Stock (1318) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5012 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.
F3: Reflects the sale of shares by the Gregory & Meredith LaBerge TTEE Gregory A. LaBerge Trust.
F4: The restricted stock units vest in five equal annual installments beginning March 10, 2020.
F5: The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F6: The restricted stock units vest in five equal annual installments beginning March 10, 2022.
F7: The restricted stock units vest in five equal annual installments beginning March 10, 2023.
F8: The restricted stock units vest in five equal annual installments beginning March 10, 2024.