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Marcus & Millichap, Inc. — Director's Dealing 2024
Mar 13, 2024
32113_dirs_2024-03-12_facb0926-146c-4122-b100-8d0c38205849.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2024-03-07
Reporting Person: Nadji Hessam (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-07 | Common Stock | G | 550 | $0.00 | Disposed | 194640 | Direct |
| 2024-03-10 | Common Stock | M | 18400 | — | Acquired | 213040 | Direct |
| 2024-03-10 | Common Stock | F | 8497 | $34.06 | Disposed | 204543 | Direct |
| 2024-03-10 | Common Stock | M | 18400 | — | Acquired | 222943 | Direct |
| 2024-03-10 | Common Stock | F | 9326 | $34.06 | Disposed | 213617 | Direct |
| 2024-03-10 | Common Stock | M | 18400 | — | Acquired | 232017 | Direct |
| 2024-03-10 | Common Stock | F | 9326 | $34.06 | Disposed | 222691 | Direct |
| 2024-03-10 | Common Stock | M | 18400 | — | Acquired | 241091 | Direct |
| 2024-03-10 | Common Stock | F | 9326 | $34.06 | Disposed | 231765 | Direct |
| 2024-03-10 | Common Stock | M | 18400 | — | Acquired | 250165 | Direct |
| 2024-03-10 | Common Stock | F | 9326 | $34.06 | Disposed | 240839 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-10 | Restricted Stock Units | $ | M | 18400 | Disposed | 2029-02-13 | Common Stock (18400) | Direct |
| 2024-03-10 | Restricted Stock Units | $ | M | 18400 | Disposed | 2030-02-11 | Common Stock (18400) | Direct |
| 2024-03-10 | Restricted Stock Units | $ | M | 18400 | Disposed | 2031-02-11 | Common Stock (18400) | Direct |
| 2024-03-10 | Restricted Stock Units | $ | M | 18400 | Disposed | 2032-02-10 | Common Stock (18400) | Direct |
| 2024-03-10 | Restricted Stock Units | $ | M | 18400 | Disposed | 2033-02-09 | Common Stock (18400) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.
F3: The restricted stock units vest in five equal annual installments beginning March 10, 2020.
F4: The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F5: The restricted stock units vest in five equal annual installments beginning March 10, 2022.
F6: The restricted stock units vest in five equal annual installments beginning March 10, 2023.
F7: The restricted stock units vest in five equal annual installments beginning March 10, 2024.