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Marcus & Millichap, Inc. — Director's Dealing 2024
Mar 13, 2024
32113_dirs_2024-03-12_460fbf98-0e4b-47ed-ab74-decb15a073dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2024-03-10
Reporting Person: Parker John David (EVP & COO - Eastern Division)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-10 | Common Stock | M | 1780 | — | Acquired | 10159 | Direct |
| 2024-03-10 | Common Stock | F | 642 | $34.06 | Disposed | 9517 | Direct |
| 2024-03-10 | Common Stock | M | 2204 | — | Acquired | 11721 | Direct |
| 2024-03-10 | Common Stock | F | 796 | $34.06 | Disposed | 10925 | Direct |
| 2024-03-10 | Common Stock | M | 2648 | — | Acquired | 13573 | Direct |
| 2024-03-10 | Common Stock | F | 955 | $34.06 | Disposed | 12618 | Direct |
| 2024-03-10 | Common Stock | M | 11756 | — | Acquired | 24374 | Direct |
| 2024-03-10 | Common Stock | F | 5054 | $34.06 | Disposed | 19320 | Direct |
| 2024-03-10 | Common Stock | M | 4130 | — | Acquired | 23450 | Direct |
| 2024-03-10 | Common Stock | F | 2110 | $34.06 | Disposed | 22092 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-10 | Restricted Stock Units | $ | M | 1780 | Disposed | 2029-02-13 | Common Stock (1780) | Direct |
| 2024-03-10 | Restricted Stock Units | $ | M | 2204 | Disposed | 2030-02-11 | Common Stock (2204) | Direct |
| 2024-03-10 | Restricted Stock Units | $ | M | 2648 | Disposed | 2031-02-11 | Common Stock (2648) | Direct |
| 2024-03-10 | Restricted Stock Units | $ | M | 11756 | Disposed | 2032-02-10 | Common Stock (11756) | Direct |
| 2024-03-10 | Restricted Stock Units | $ | M | 4130 | Disposed | 2033-02-09 | Common Stock (4130) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.
F3: Includes 752 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.
F4: The restricted stock units vest in five equal annual installments beginning March 10, 2020.
F5: The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F6: The restricted stock units vest in five equal annual installments beginning March 10, 2022.
F7: The restricted stock units vest in five equal annual installments beginning March 10, 2023.
F8: The restricted stock units vest in five equal annual installments beginning March 10, 2024.