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Marcus & Millichap, Inc. — Director's Dealing 2024
Mar 13, 2024
32113_dirs_2024-03-12_2868a71b-3cfd-403c-a980-e8aa1a3ebefa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2024-03-10
Reporting Person: Schwarz Kurt Henry (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-10 | Common Stock | M | 410 | — | Acquired | 7655 | Indirect |
| 2024-03-10 | Common Stock | F | 169 | $34.06 | Disposed | 7486 | Indirect |
| 2024-03-10 | Common Stock | M | 147 | — | Acquired | 7633 | Indirect |
| 2024-03-10 | Common Stock | F | 61 | $34.06 | Disposed | 7572 | Indirect |
| 2024-03-10 | Common Stock | M | 89 | — | Acquired | 7661 | Indirect |
| 2024-03-10 | Common Stock | F | 37 | $34.06 | Disposed | 7624 | Indirect |
| 2024-03-10 | Common Stock | M | 190 | — | Acquired | 7814 | Indirect |
| 2024-03-10 | Common Stock | F | 78 | $34.06 | Disposed | 7736 | Indirect |
| 2024-03-10 | Common Stock | M | 117 | — | Acquired | 7853 | Indirect |
| 2024-03-10 | Common Stock | F | 48 | $34.06 | Disposed | 8236 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-10 | Restricted Stock Units | $ | M | 410 | Disposed | 2029-02-13 | Common Stock (410) | Direct |
| 2024-03-10 | Restricted Stock Units | $ | M | 147 | Disposed | 2030-02-11 | Common Stock (147) | Direct |
| 2024-03-10 | Restricted Stock Units | $ | M | 89 | Disposed | 2031-02-11 | Common Stock (89) | Direct |
| 2024-03-10 | Restricted Stock Units | $ | M | 190 | Disposed | 2032-02-10 | Common Stock (190) | Direct |
| 2024-03-10 | Restricted Stock Units | $ | M | 117 | Disposed | 2033-02-09 | Common Stock (117) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.
F3: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.
F4: Includes 431 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.
F5: The restricted stock units vest in five equal annual installments beginning March 10, 2020.
F6: The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F7: The restricted stock units vest in five equal annual installments beginning March 10, 2022.
F8: The restricted stock units vest in five equal annual installments beginning March 10, 2023.
F9: The restricted stock units vest in five equal annual installments beginning March 10, 2024.