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Marcus & Millichap, Inc. — Director's Dealing 2023
Mar 15, 2023
32113_dirs_2023-03-14_43b7a90e-83af-4841-8e26-ed13fbd3c86d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2023-03-10
Reporting Person: Matricaria Richard D. (EVP & COO - Western Division)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-10 | Common Stock | M | 1294 | — | Acquired | 1382 | Direct |
| 2023-03-10 | Common Stock | F | 642 | $32.15 | Disposed | 740 | Direct |
| 2023-03-10 | Common Stock | M | 1372 | — | Acquired | 2112 | Direct |
| 2023-03-10 | Common Stock | F | 682 | $32.15 | Disposed | 1430 | Direct |
| 2023-03-10 | Common Stock | M | 1874 | — | Acquired | 3304 | Direct |
| 2023-03-10 | Common Stock | F | 930 | $32.15 | Disposed | 2374 | Direct |
| 2023-03-10 | Common Stock | M | 2364 | — | Acquired | 4738 | Direct |
| 2023-03-10 | Common Stock | F | 1175 | $32.15 | Disposed | 3563 | Direct |
| 2023-03-10 | Common Stock | M | 11756 | — | Acquired | 15319 | Direct |
| 2023-03-10 | Common Stock | F | 5831 | $32.15 | Disposed | 9488 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-10 | Restricted Stock Units | $ | M | 1294 | Disposed | 2028-02-26 | Common Stock (1294) | Direct |
| 2023-03-10 | Restricted Stock Units | $ | M | 1372 | Disposed | 2029-02-13 | Common Stock (1372) | Direct |
| 2023-03-10 | Restricted Stock Units | $ | M | 1874 | Disposed | 2030-02-11 | Common Stock (1874) | Direct |
| 2023-03-10 | Restricted Stock Units | $ | M | 2364 | Disposed | 2031-02-11 | Common Stock (2364) | Direct |
| 2023-03-10 | Restricted Stock Units | $ | M | 11756 | Disposed | 2032-02-10 | Common Stock (11756) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023.
F3: The restricted stock units vest in five equal annual installments beginning March 10, 2019.
F4: The restricted stock units vest in five equal annual installments beginning March 10, 2020.
F5: The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F6: The restricted stock units vest in five equal annual installments beginning March 10, 2022.
F7: The restricted stock units vest in five equal annual installments beginning March 10, 2023.