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Marcus & Millichap, Inc. — Director's Dealing 2023
Mar 15, 2023
32113_dirs_2023-03-14_5b04af7d-0130-4753-af30-2eeadd81a7a5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2023-03-10
Reporting Person: Parker John David (EVP & COO - Eastern Division)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-10 | Common Stock | M | 2014 | — | Acquired | 2659 | Direct |
| 2023-03-10 | Common Stock | F | 1030 | $32.15 | Disposed | 1629 | Direct |
| 2023-03-10 | Common Stock | M | 1778 | — | Acquired | 3407 | Direct |
| 2023-03-10 | Common Stock | F | 908 | $32.15 | Disposed | 2499 | Direct |
| 2023-03-10 | Common Stock | M | 2204 | — | Acquired | 4703 | Direct |
| 2023-03-10 | Common Stock | F | 1126 | $32.15 | Disposed | 3577 | Direct |
| 2023-03-10 | Common Stock | M | 2648 | — | Acquired | 6225 | Direct |
| 2023-03-10 | Common Stock | F | 1352 | $32.15 | Disposed | 4873 | Direct |
| 2023-03-10 | Common Stock | M | 11756 | — | Acquired | 16629 | Direct |
| 2023-03-10 | Common Stock | F | 6002 | $32.15 | Disposed | 10906 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-10 | Restricted Stock Units | $ | M | 2014 | Disposed | 2028-02-26 | Common Stock (2014) | Direct |
| 2023-03-10 | Restricted Stock Units | $ | M | 1778 | Disposed | 2029-02-13 | Common Stock (1778) | Direct |
| 2023-03-10 | Restricted Stock Units | $ | M | 2204 | Disposed | 2030-02-11 | Common Stock (2204) | Direct |
| 2023-03-10 | Restricted Stock Units | $ | M | 2648 | Disposed | 2031-02-11 | Common Stock (2648) | Direct |
| 2023-03-10 | Restricted Stock Units | $ | M | 11756 | Disposed | 2032-02-10 | Common Stock (11756) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023.
F3: Includes 279 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.
F4: The restricted stock units vest in five equal annual installments beginning March 10, 2019.
F5: The restricted stock units vest in five equal annual installments beginning March 10, 2020.
F6: The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F7: The restricted stock units vest in five equal annual installments beginning March 10, 2022.
F8: The restricted stock units vest in five equal annual installments beginning March 10, 2023.