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Marcus & Millichap, Inc. — Director's Dealing 2023
Mar 15, 2023
32113_dirs_2023-03-14_d46146f8-fe2e-4f11-8a25-3f063c6c755f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2023-03-10
Reporting Person: LaBerge Gregory A. (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-10 | Common Stock | M | 505 | — | Acquired | 7920 | Direct |
| 2023-03-10 | Common Stock | F | 176 | $32.15 | Disposed | 7744 | Direct |
| 2023-03-10 | Common Stock | M | 391 | — | Acquired | 8135 | Direct |
| 2023-03-10 | Common Stock | F | 136 | $32.15 | Disposed | 7999 | Direct |
| 2023-03-10 | Common Stock | M | 610 | — | Acquired | 8609 | Direct |
| 2023-03-10 | Common Stock | F | 211 | $32.15 | Disposed | 8398 | Direct |
| 2023-03-10 | Common Stock | M | 1012 | — | Acquired | 9410 | Direct |
| 2023-03-10 | Common Stock | F | 351 | $32.15 | Disposed | 9059 | Direct |
| 2023-03-10 | Common Stock | M | 5352 | — | Acquired | 14411 | Direct |
| 2023-03-10 | Common Stock | F | 1852 | $32.15 | Disposed | 12559 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-10 | Restricted Stock Units | $ | M | 505 | Disposed | 2028-02-26 | Common Stock (505) | Direct |
| 2023-03-10 | Restricted Stock Units | $ | M | 391 | Disposed | 2029-02-13 | Common Stock (391) | Direct |
| 2023-03-10 | Restricted Stock Units | $ | M | 610 | Disposed | 2030-02-11 | Common Stock (610) | Direct |
| 2023-03-10 | Restricted Stock Units | $ | M | 1012 | Disposed | 2031-02-11 | Common Stock (1012) | Direct |
| 2023-03-10 | Restricted Stock Units | $ | M | 5352 | Disposed | 2032-02-10 | Common Stock (5352) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023.
F3: The restricted stock units vested in five equal annual installments beginning March 10, 2019.
F4: The restricted stock units vest in five equal annual installments beginning March 10, 2020.
F5: The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F6: The restricted stock units vest in five equal annual installments beginning March 10, 2022.
F7: The restricted stock units vest in five equal annual installments beginning March 10, 2023.