Marcus & Millichap, Inc. — Director's Dealing 2023

Mar 15, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2023-03-10

Reporting Person: Schwarz Kurt Henry (Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-03-10	Common Stock	M	130	—	Acquired	6472	Indirect
2023-03-10	Common Stock	F	54	$32.15	Disposed	6418	Indirect
2023-03-10	Common Stock	M	404	—	Acquired	6822	Indirect
2023-03-10	Common Stock	F	149	$32.15	Disposed	6673	Indirect
2023-03-10	Common Stock	M	147	—	Acquired	6820	Indirect
2023-03-10	Common Stock	F	50	$32.15	Disposed	6770	Indirect
2023-03-10	Common Stock	M	89	—	Acquired	6859	Indirect
2023-03-10	Common Stock	F	30	$32.15	Disposed	6829	Indirect
2023-03-10	Common Stock	M	190	—	Acquired	7019	Indirect
2023-03-10	Common Stock	F	64	$32.15	Disposed	7245	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-03-10	Restricted Stock Units	$	M	130	Disposed	2028-02-26	Common Stock (130)	Direct
2023-03-10	Restricted Stock Units	$	M	404	Disposed	2029-02-13	Common Stock (404)	Direct
2023-03-10	Restricted Stock Units	$	M	147	Disposed	2030-02-11	Common Stock (147)	Direct
2023-03-10	Restricted Stock Units	$	M	89	Disposed	2031-02-11	Common Stock (89)	Direct
2023-03-10	Restricted Stock Units	$	M	190	Disposed	2032-02-10	Common Stock (190)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

F3: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023.

F4: Includes 290 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

F5: The restricted stock units vest in five equal annual installments beginning March 10, 2019.

F6: The restricted stock units vest in five equal annual installments beginning March 10, 2020.

F7: The restricted stock units vest in five equal annual installments beginning March 10, 2021.

F8: The restricted stock units vest in five equal annual installments beginning March 10, 2022.

F9: The restricted stock units vest in five equal annual installments beginning March 10, 2023.