Marcus & Millichap, Inc. — Director's Dealing 2023

Mar 15, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2023-03-10

Reporting Person: Nadji Hessam (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-03-10	Common Stock	M	18400	—	Acquired	174970	Direct
2023-03-10	Common Stock	F	9123	$32.15	Disposed	165847	Direct
2023-03-10	Common Stock	M	18400	—	Acquired	184247	Direct
2023-03-10	Common Stock	F	9123	$32.15	Disposed	175124	Direct
2023-03-10	Common Stock	M	18400	—	Acquired	193524	Direct
2023-03-10	Common Stock	F	9123	$32.15	Disposed	184401	Direct
2023-03-10	Common Stock	M	18400	—	Acquired	202801	Direct
2023-03-10	Common Stock	F	9123	$32.15	Disposed	193678	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-03-10	Restricted Stock Units	$	M	18400	Disposed	2029-02-13	Common Stock (18400)	Direct
2023-03-10	Restricted Stock Units	$	M	18400	Disposed	2030-02-11	Common Stock (18400)	Direct
2023-03-10	Restricted Stock Units	$	M	18400	Disposed	2031-02-11	Common Stock (18400)	Direct
2023-03-10	Restricted Stock Units	$	M	18400	Disposed	2032-02-10	Common Stock (18400)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023.

F3: The restricted stock units vest in five equal annual installments beginning March 10, 2020.

F4: The restricted stock units vest in five equal annual installments beginning March 10, 2021.

F5: The restricted stock units vest in five equal annual installments beginning March 10, 2022.

F6: The restricted stock units vest in five equal annual installments beginning March 10, 2023.