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Marcus & Millichap, Inc. — Director's Dealing 2022
Mar 15, 2022
32113_dirs_2022-03-14_f32b213c-bfb0-43e9-a445-5539e6ff46c2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2022-03-10
Reporting Person: LaBerge Gregory A. (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-10 | Common Stock | M | 498 | — | Acquired | 12905 | Direct |
| 2022-03-10 | Common Stock | F | 173 | $45.16 | Disposed | 12732 | Direct |
| 2022-03-10 | Common Stock | M | 391 | — | Acquired | 13123 | Direct |
| 2022-03-10 | Common Stock | F | 136 | $45.16 | Disposed | 12987 | Direct |
| 2022-03-10 | Common Stock | M | 610 | — | Acquired | 13597 | Direct |
| 2022-03-10 | Common Stock | F | 211 | $45.16 | Disposed | 13386 | Direct |
| 2022-03-10 | Common Stock | M | 1012 | — | Acquired | 14398 | Direct |
| 2022-03-10 | Common Stock | F | 351 | $45.16 | Disposed | 14047 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-10 | Restricted Stock Units | $ | M | 498 | Disposed | 2028-02-26 | Common Stock (498) | Direct |
| 2022-03-10 | Restricted Stock Units | $ | M | 391 | Disposed | 2029-02-13 | Common Stock (391) | Direct |
| 2022-03-10 | Restricted Stock Units | $ | M | 610 | Disposed | 2030-02-11 | Common Stock (610) | Direct |
| 2022-03-10 | Restricted Stock Units | $ | M | 1012 | Disposed | 2031-02-11 | Common Stock (1012) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2022.
F3: The restricted stock units vest in five equal annual installments beginning March 10, 2019.
F4: The restricted stock units vest in five equal annual installments beginning March 10, 2020.
F5: The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F6: The restricted stock units vest in five equal annual installments beginning March 10, 2022.